National Investor Relations Institute 225 Reinekers Lane, Suite 560, Alexandria, VA[removed]7700 FAX[removed]Website: www.niri.org October 17, 2013

Source URL: www.sec.gov

• Stock market
• SEC filings
• United States corporate law
• Investment
• United States securities law
• Dodd–Frank Wall Street Reform and Consumer Protection Act
• Regulation S-K
• Executive pay
• U.S. Securities and Exchange Commission
• Financial economics
• Business
• Finance

Rules Relating to Accounts Introduced by Other Brokers or Dealers 17 C.F.R. §§[removed]Adopted October 1978

Source URL: sipc.org

• Finance
• Financial regulation
• Self-regulatory organizations
• Financial markets
• United States securities law
• Financial services
• Net capital rule
• Registered Investment Advisor
• Financial economics
• Investment
• Securities Investor Protection Corporation

Antrag auf Schlichtung im Bereich Strom und Erdgas Das Formular ist zusammen mit den Belegen zurückzusenden an: INSTITUT LUXEMBOURGEOIS DE REGULATION Schlichter im Bereich Strom und Erdgas Sitz: 17, rue du Fossé - L-15

Source URL: www.ilr.public.lu

Antrag auf Schlichtung im Bereich Strom und Erdgas Das Formular ist zusammen mit den Belegen zurückzusenden an: INSTITUT LUXEMBOURGEOIS DE REGULATION Schlichter im Bereich Strom und Erdgas Sitz: 17, rue du Fossé - L-15

Source URL: www.ilr.public.lu

RULE Office of the Governor Office of Financial Institutions Broker-Dealer and Investment Adviser Recordkeeping Requirements (LAC 10:XIII.Chapter 17) In accordance with the Louisiana Securities Law, R.S. 51:701 et seq.,

Source URL: www.ofi.louisiana.gov

• Investment Advisers Act
• Business
• U.S. Securities and Exchange Commission
• Financial adviser
• Securities regulation in the United States
• Broker-dealer
• Registered Investment Advisor
• Net capital rule
• Financial economics
• Finance
• 76th United States Congress

July 17, 2012 Via Electronic Mail: David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre

Source URL: www.managedfunds.org

• United States Securities and Exchange Commission
• Financial services
• Commodities market
• United States securities law
• Securities Act
• Commodity Futures Trading Commission
• Regulation D
• Securities regulation in the United States
• Hedge fund
• Financial economics
• Finance
• Investment

Minutes for MSAAC, June 17, 2013

Source URL: occ.treas.gov

• Financial regulation
• Financial services
• Mortgage industry of the United States
• Cooperative banking
• Office of Thrift Supervision
• Community Reinvestment Act
• Savings and loan association
• Federal savings association
• Office of the Comptroller of the Currency
• Financial institutions
• United States federal banking legislation
• Finance

§ 240.14a–8 17 CFR Ch. II (4–1–98 Edition) holder’s solicitation or communication and attesting that:

Source URL: www.law.du.edu

• Schedule 13D
• Financial economics
• Investment
• Business
• Regulation S-K
• SEC filings
• Proxy statement
• Whois

December 5, 2014 Markets, Labor and Regulation New Delhi, December 17-18, 2014 AGENDA (Note: Each presenter has 20 minutes of presentation time; the rest of the time is for discussion)

Source URL: www.kanbur.aem.cornell.edu

• Socialism
• Industrial relations
• Management
• Macroeconomics
• Minimum wage
• Socioeconomics
• Kaushik Basu
• Labour law
• Wage
• Employment compensation
• Human resource management
• Labour relations

Financial Reform European  Regulatory  -  SUMMARY  -  NOVEMBER  2014 MiFID  II  /  MiFIR  level  II  consultation The  ESMA  Board  of  Supervisors  is  meeting  on  17  December  to  approve  the

Source URL: www.mtsmarkets.com

• European Union
• Financial regulation
• Markets in Financial Instruments Directive
• G-20 major economies
• Finance
• International economics
• Single Euro Payments Area
• Financial transaction tax
• Robin Hood tax
• International taxation
• Economics
• Taxation